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CSI CSC1 Exam Dumps Questions and Answers

Exam Code: CSC1
Vendor: CSI
Last Update: Jan 18, 2025
Questions: 100 With Expert Explanation
10  Customers Passed CSI CSC1
85%  Average Success In Real Exam
95%  Questions came word by word from this dump
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All Canadian Securities Course Related Certification Exams

Other CSI Certification Exams

Canadian Securities Course Exam 1 Questions and Answers

Questions 1

Which condition must exist for a company to issue a short Form prospectus?

Options:

A.

The offering is for the purpose of financing a material change in the issuer's business

B.

it already has securities listed and posted for tracing or quoted on an eligible exchange

C.

Its principal asset is cash or cash equivalents, or exchange listing

D.

it is exclusively a reporting issuer in foreign Jurisdictions.

Questions 2

A large corporation has issued the following securities:commercialpaper, first mortgage bonds, and equipment trust certificates Which ranging of the securities is correctly seated from most secure to teas: secure?

Options:

A.

First mortgage bonds equipment trust certificates, commercial paper.

B.

Equipment trust certificates, first mortgage bonds, commercial paper.

C.

Commercial paper fast mortgage bonds, equipment "trust certificates

D.

Firm mortgage bonds commercial paper, equipment trust certificates.

Questions 3

What is the settlement date for Government of Canada bones?

Options:

A.

One business day after the transaction

B.

same day me transaction takes place.

C.

Two business days after the transaction

D.

Three business days after the transaction.