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PRMIA 8004 Exam Dumps Questions and Answers

Exam Code: 8004
Certification: PRM Certification
Vendor: PRMIA
Last Update: Dec 22, 2024
Questions: 110
10  Customers Passed PRMIA 8004
85%  Average Success In Real Exam
92%  Questions came word by word from this dump
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PRM Certification - Exam IV: Case Studies; Standards: Governance, Best Practices and Ethics Questions and Answers

Questions 1

Which of the following is NOT part of the PRMIA Standards of Best Practice, Conduct and Ethics (Code of Conduct) Guidance on Ethical Behavior?

Options:

A.

Ensure globally accepted standards are adhered to at all costs

B.

Respect local customs

C.

Respect local laws and regulations

D.

Take responsibility for your work

Questions 2

Unlike the case at Barings Bank, National Australia Bank:

Options:

A.

Had a risk management infrastructure that was credited with doing its' job well, despite the losses

B.

Was not dealing in derivatives

C.

Had a Board of Directors that was unaware of the true nature of trading activities

D.

Had a separation of duties between trading and back office

Questions 3

The problems at Bankers Trust can best be characterized as failures related to:

Options:

A.

Market Risk

B.

Credit Risk

C.

Operational and Regulatory Compliance Risk

D.

All of the Above