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SOFQ Securities Operations Foundation Qualification (SOFQ) Questions and Answers

Questions 4

The type of organisation that specializes in deposit-taking and cash loans is known as a:

Options:

A.

Mutual fund

B.

Commercial bank

C.

Investment bank

D.

Private bank

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Questions 5

Bond types that are traded at a deeply discounted price are:

Options:

A.

Floating rate notes

B.

Zero coupon bonds

C.

Convertible bonds and Exchangeable bonds

D.

Fixed rate bonds

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Questions 6

The market in which debt is issued over the long-term describes:

Options:

A.

The money market

B.

The foreign exchange market

C.

The capital market

D.

The equity market

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Questions 7

The price of a bond trade which excludes accrued interest is known as:

Options:

A.

A dirty price

B.

A fresh price

C.

A clean price

D.

A cloudy price

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Exam Code: SOFQ
Exam Name: Securities Operations Foundation Qualification (SOFQ)
Last Update: Dec 22, 2024
Questions: 50

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